Сравнительные правовые и политические исследования, 2013, №2 (2)
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Саломатин Алексей Юрьевич главный редактор, д-р юрид. наук, д-р истор. наук, профессор, заведующий кафедрой «Теория государства и права и политология», руководитель Научно-образовательного центра сравнительной правовой политики Пензенского государственного университета (Россия) Сокольникова Ольга Александровна (Россия) Издатель: ООО «Издательский Центр РИОР» 127282, Москва, ул. Полярная, д. 31В. info@rior.ru; www.rior.ru Точка зрения редакции может не совпадать с мнением авторов публикуемых материалов. Перепечатка материалов допускается с письменного разрешения редакции. При цитировании ссылка на журнал «СРАВНИТЕЛЬНЫЕ ПРАВОВЫЕ И ПОЛИТИЧЕСКИЕ ИССЛЕДОВАНИЯ» обязательна. При публикации в журнале «СРАВНИТЕЛЬНЫЕ ПРАВОВЫЕ И ПОЛИТИЧЕСКИЕ ИССЛЕДОВАНИЯ» плата за страницы не взимается. Информация о публикации: На 2013 г. запланирован выход тома 1 (2 выпуска). Информация о подписке: +7(495)380-0540 Подписка осуществляется только на условиях предоплаты, не менее чем на год. Выпуски высылаются обычной почтой. Жалобы на недоставленные номера принимаются в течение 6 месяцев с момента отправки. Размещение рекламы: Если вы заинтересованы в размещении рекламы в нашем журнале, пишите на book@rior.ru. Информация для авторов: Подробные инструкции по подготовке и отсылке рукописей можно найти на www.naukaru.ru. Присланные рукописи не возвращаются. Редакция оставляет за собой право самостоятельно снабжать авторские материалы иллюстрациями, менять заголовки, сокращать тексты и вносить в рукописи необходимую стилистическую правку без согласования с авторами. Отсылка материалов на адрес редакции означает согласие авторов принять ее требования. Электронная версия: Электронные версии отдельных статей можно найти на www.znanium.com. Письма и материалы для публикации высылайте по адресу: 127282, Россия, Москва, ул. Полярная, д. 31В (ИЦ РИОР) или на e-mail book@rior.ru. Заказы, жалобы и запросы: Пишите на book@rior.ru или звоните +7(495)380-05-40 (доб. 380). Приобретение старых выпусков: Старые, ранее опубликованные выпуски доступны по запросу: book@rior.ru, +7(495)380-05-40. Можно приобрести полные тома и отдельные выпуски за 2013 г. © ООО «Издательский Центр РИОР», 2013. Формат 60x88/8. Бумага офсетная. Тираж 999 экз. Заказ № НАУЧНО-ТЕОРЕТИЧЕСКИЙ ЖУРНАЛ НАУКА РИОР ГЛАВНЫЙ РЕДАКТОР ВЫПУСКАЮЩИЙ РЕДАКТОР РЕДАКЦИОННЫЙ СОВЕТ* Автономов А.С. (Россия) Арановский К.В. (Россия) Батлер У.Э. (США) Варга Ч. (Венгрия) Гаитанидес Ш. (Германия) Гриценко И.С. (Украина) Дмитриев А.В. (Россия) Кресин А.В., заместитель главного редактора (Украина) Лю Сянвэн (КНР) Малько А.В. (Россия) Марченко М.Н. (Россия) Марин Н. (Болгария) Муравьев В.И. (Украина) Робберс Г. (Германия) Сенсбург П. (Германия) Серве Ж.-М. (Испания) Скакун О.Ф. (Украина) Тихомиров А.Д. (Украина) Шемшученко Ю.С. (Украина) ISSN 2309-2653 DOI 10.12737/issn.2309-2653 Том 1 Выпуск 2 Ноябрь 2013 СРАВНИТЕЛЬНЫЕ ПРАВОВЫЕ И ПОЛИТИЧЕСКИЕ ИССЛЕДОВАНИЯ * Полный список членов редакционного совета можно найти на www.naukaru.ru.
Comparative studies in law and politics (2013) Vol. 1. Issue 2 RIOR Сравнительные правовые и политические исследования (2013). Том 1. Выпуск 2 ТЕОРИЯ И ИСТОРИЯ СРАВНИТЕЛЬНОГО ПРАВОВЕДЕНИЯ 65 Значение термина «право» в сравнительном правоведении Варга Чаба ПРАВОВЫЕ СИСТЕМЫ СОВРЕМЕННОСТИ 76 Правовые системы современности и их интегративная классификация Саломатин А.Ю. СРАВНИТЕЛЬНО-ПРАВОВОЙ МЕТОД В ОТРАСЛЯХ ПРАВА 81 Проблемы развития законодательства и судебной практики в сфере корпоративных отношений в России и Германии: сравнительно-правовой аспект Санисалова Н.А., Салдаева Е.Ю. 87 Неправительственные организации в Российской Федерации и за рубежом: актуальные вопросы правового статуса и функционирования Лысенко В.В. 94 Правовой статус региональных языков или языков меньшинств: украинский и зарубежный опыт Витман К.Н. 100 Политико-правовая природа института присяги президента (на основе сравнительного анализа конституций) Стойко Е.М. THEORY AND HISTORY OF COMPARTIVE LAW 65 The meaning of «Law» in comparing laws, оr the Complexity of what the object of legal comparison is Csaba Varga CONTEMPORARY LEGAL SYSTEMS 76 Contemporary legal systems and their integrative classification Alexey Salomatin METHOD OF COMPARATIVE LAW IN THE BRANCHES OF LAW 81 Problems of development of legislation and judicial practice in the field of corporate relations in Russia and Germany: a comparative legal aspect Natalia Sanisalova, Ekaterina Saldaeva 87 Non-governmental organizations in Russia and abroad: actual issues of legal status and functioning Vladlena Lisenco 94 The legal status of regional or minority languages: Ukrainian and foreign experience Konstantin Vitman 100 Political and legal nature of the presidential oath institute (based on comparative analysis of constitutions) Olena Stoyko СОДЕРЖАНИЕ CONTENTS III
Comparative studies in law and politics (2013) Vol. 1. Issue 2 RIOR Сравнительные правовые и политические исследования (2013). Том 1. Выпуск 2 СРАВНИТЕЛЬНАЯ ПОЛИТОЛОГИЯ 108 Конституционный стартап России в контексте глобальной конституционализации Ильин А.В. 113 О рецепции опыта американкой двухпартийной системы в современной России: за и против. Нужна ли современной России американская модель двухпартийной системы? Байбакова Л.В. 118 Компаративистский характер дисциплины «Мировая политика» (из опыта преподавания юристам-магистрантам) Наквакина Е.В. ВСТРЕЧИ. КОНФЕРЕНЦИИ 121 Международный компаративистский форум Кресин А.В., Бехруз Х. На последних страницах журнала можно найти: • информацию для авторов; • информацию о всех журналах ИЦ РИОР; • условия подписки COMPARATIVE POLITICAL SCIENCE 108 The constitutional startup of Russia in the global constitutionalization context Andrey Ilyin 113 On reception of the American two-party system experience in modern Russia: pros and cons Larissa Baibakova 118 Comparativist character of world politics as discipline (from the experience of teaching to post graduates) Ekaterina Nakvakina MEETINGS. CONFERENCES 121 International forum on comparative law Alexey Kresin, Hashmatullah Bekhruz On the last pages of the journal you can fi nd: • information for the authors: • information about all the journals of RIOR; • terms of subscription IV
RIOR Comparative studies in law and politics (2013) Vol. 1. Issue 2: 65–75 DOI 10.12737/1927 65 Сравнительные правовые и политические исследования (2013). Том 1. Выпуск 2. С. 65–75 Th e meaning of «Law» in comparing laws, оr the Complexity of what the object of legal comparison is Csaba Varga Professor Emeritus, Catholic University of Hungary; Research Professor Emeritus, Institute for Legal Studies of the Hungarian Academy of Sciences; e-mail: varga@jak.ppke.hu; http://drcsabavarga.wordpress.com Manuscript received: 15.08.2013. Revised: 30.08.2013. Accepted: 05.09.2013. Published online: 01.11.2013 © RIOR Abstract. Comparative jurisprudence as an extension of the scholarly cultivation of domestic laws, closed down within its respective national boundaries, is historically rooted in the realisation of how much the self-closing of continental laws, based upon their national codifi cation throughout the 19th century, emptied their scholarly approach as well. In the pioneering age of comparison, the turn of the centuries, legal ideology was still marked by the predominance of statutory positivism, so the law’s comparative treatment — as a fi rst step — could not target but its statutory form. Albeit there have been mentions by the classics of legal comparativism, emphasising the signifi cance of the law’s sociological entourage and cultural embeddedness as well, neither the direction nor the methodology of research has changed to a transformative depth since. Every moment contributing to a decision in law is ambivalent in itself: nothing is compelling by its mere existence. Th erefore we have to know in advance what the law is, what we can do with it and exactly what we can achieve through the store of its instruments in a given culture so that we can successfully proceed on with it and within it. Or, there is necessarily a given auditoire faced with a real situation of life and, acting with this auditoire, the well-defi ned contextuality of a stage (together with the given social, ethical, economic and political implications in play) that form the framework within which the judicial establishment of facts and interpretation of norms can take place at all. Th at what is identifi able of law when no implementation or judicial actualisation is priorly made is a dynamei [potentiality to get actualised] at the most, which can exclusively become anything more through an instrumental operation by legal technique. Accordingly, law is made up of (1) a homogenised formal concentrate (2) operated — through its being referred to — by a practical action, the result of which will posteriorly be presented to the external world as law converted into reality. Accordingly, from the very beginning, comparison of laws, targeting laws proper, that is, ones enacted, shall be widened so far as to comprehend their practical implementation, as either offi cially enforced or at least tacitly acknowledged as the realisation thereof. And in order to understand the ways and manners of implementation, including both the handling of what will be established as facts and the canons of interpretation of what will be re ЗНАЧЕНИЕ ТЕРМИНА «ПРАВО» В СРАВНИТЕЛЬНОМ ПРАВОВЕДЕНИИ УДК 340.5 Варга Чаба почетный профессор Католического университета Венгрии, Институт правовой философии; почетный профессор-исследователь Института правовых наук Венгерской академии наук; e-mail: varga@jak.ppke.hu; http://drcsabavarga.wordpress.com Статья получена: 15.08.2013. Рассмотрена: 30.08.2013. Одобрена: 05.09.2013. Опубликована онлайн: 01.11.2013 © РИОР Аннотация. Статья описывает право с позиции его как результата правовой политики и функционирования юридической техники. Она принимает во внимание взаимодопол няемость формализма и антиформализма в праве. Автор определяет также право с позиции его потенциальных возможностей и актуализации. Он подчеркивает существование дилеммы конституционности выносимого судебного решения. Делается заключение о сути методологии правового сравнения. Ключевые слова: сравнительное правоведение/сравнение правовых культур; право в книгах/право в действии; правовая политика, правовая техника; формализм/антиформализм в праве; право как возможность/право как реальность; конституционность вынесения судебного решения; способность к правовому воображению; лингвистическая медиация; правовой догматизм; принципы/положения.
Comparative studies in law and politics (2013) Vol. 1. Issue 2: 65–75 66 RIOR Сравнительные правовые и политические исследования (2013). Том 1. Выпуск 2. С. 65–75 ferred to as norms, comparison has to target and involve the patterns of judicial thought (argumentation and reasoning, i.e., lawyerly ideology as a specifi c species of professional deontology) as well. Keywords: comparative law / comparison of legal cultures; law in books/action; legal policy, legal technique; formalism/anti-formalism in law; law as potentiality/ actuality; constitutional adjudication, legal imaginability; linguistic mediation; legal dogmatics; principles/ clauses Comparative jurisprudence as an extension of the scholarly cultivation of domestic laws, closed down within its respective national boundaries, is historically rooted in the realisation of how much the selfclosing of continental laws, based upon their national codifi cation throughout the 19th century, emptied their scholarly approach as well. In the pioneering age of comparison, the turn of the centuries, legal ideology was still marked by the predominance of statutory positivism, so the law’s comparative treatment — as a fi rst step — could not target but its statutory form. Albeit there have been quite a few mentions by the classics of legal comparativism emphasising the signifi cance of the law’s sociological entourage and cultural embeddedness, neither the direction nor the methodology of research has changed adequately and to a transformative depth since. Markedly expressed, where the reduction of ius to lex (or, in its original meaning, право to закон) asserted itself the most uncompromisingly in the fi nal segregation of national systems of law into their jurisdictional boundaries thanks to their codifi cation, there the need was felt the most strongly to transcend national self-seclusion through extending their perspective to neighbouring and further countries, through developing the comparison of what could be seen as variations to mostly one and almost the same topic. And such an origination predestined the instrument of overcoming itself to become captive of its own genesis: statutory one-country-centeredness became cured and substituted to by statutory multi-countries-centeredness. 1. Law, inspired by legal policy and operated by legal technique Once, at the birth of law, two human motives assisted in mutual complementation: the need of ordo [order] and the germ idea of interference through social engineering. In the course of later development the invention of law and legal policy helped to meet such requirements, which in a chick-and-eggs parallellity made up for that what was meant simply by “law”, with a unilateral emphasis on one of the sides of a complexity. Th e term “legal technique” has to encompass, in principle, both legislation and the application of law. Although ‘legal technique’ is most oft en referred to in literature as the instrumental know-how of legislation [1], for me it is an instrumental skill, covering the entire legal process from making to applying the law. For, back in early historical times, human civilisation has developed something called “law”, as well as something else called “legal policy”. Th e latter symbolises, in a wider sense, the entire social medium in which a community of people, organised in a country, aims at achieving some goal(s) in a given manner through a specifi c medium. In a narrower sense, legal policy relates to the fi eld of politics as organised partly in terms of legislative power and, together or alongside with it, partly in terms of governmental power (with public administration, including crime control) and, as the third branch of the state power, in terms of judicial power — all working in their ways so that legal positivations can be implemented and actualised through a series of individual offi cial decisions [2]. In the fi nal analysis, legal technique serves in fact as a bridge between law as an issue of positivation and its practical implementation as shaped by legal policy considerations. Nowadays, the designation “law” is actually used to denote modern formal law. Th is is categorised in a sequence of concepts and made dependent upon further formalities under the coverage of logic, inasmuch as it builds around itself a quasi-geometric structure in which conclusions have to be deduced and, in some arrangements, publicly motivated and justifi ed as well. However, in contrast with the recurrent image of the lawapplying automaton suggested by this pattern [3], real judges are genuine humans with proper ethos, conscience and morality, who themselves act, too, under the pressure of their actual or targeted identifi cation with a huge variety of further social roles. Th is is why — despite their professional education and socialisation — judges fi lter their understandings of the law and of the legal relevancy of facts through their own personalities. As ethical beings, each endowed with a particular belief, world-view and socio-political sensitivity, each may (and, indeed, has to) feel inevitably responsible for his or her decisions and also for what shapes will be given to the law by that decision as an ontologically active and
RIOR Comparative studies in law and politics (2013) Vol. 1. Issue 2: 65–75 67 Сравнительные правовые и политические исследования (2013). Том 1. Выпуск 2. С. 65–75 existentially decisive contribution [4]. For, reminding us of the advance of homogenisation in various aspects (spheres and fi elds) of human activity, George Lukács has already pointed out that the dilemma faced by any judicial decision originates as a result of experiencing some real social confl ict. It is only the legal profession that, searching for a solution by homogenising this confl ict as a case in law, will resolve it in a way so as to present it as an apparent confl ict that also will have been responded to by the law [5, especially ch. VI, para 4.]. For, as Scandinavian Legal Realism has shown on the one hand, speaking in social terms, humans are certainly not compelled but may feel to be obliged by and according to past habits taught to them, transforming their everyday behaviour into one conditioned by them. And, as the realisation of hermeneutics would resume on the other hand, on the fi nal analysis text is what gets understood out of it, thanks to interpretation that gives it a meaning. 2. Th e complementarity of formalism and anti-formalism A few decades ago, Georges Kalinowski’s formalist stand was challenged by the antiformalism of Chaïm Perelman. Th e rear-guard fi ght continued for a long time, and in the meantime Aulis Aarnio, Robert Alexy and Aleksander Peczenik invariably attempted, in their theories of legal argumentation, to balance between logicism and argumentativism, so as to provide some explanation that presents the decisions actually reached in law as ones to be fi nally inferable with uncompromising consequentiality and coherency from the very law. It was Peczenik — having adhered, in the beginning, to perhaps the most formalist attitude among the above — who fi nally arrived at a critical self-limitation, notably, at the recognition and formulation of the fact that, linguistically and as viewed from the aspect of a justifi able logical reconstruction, the fi nal (or any) conclusion in law is eventually nothing other than the product of a logical “transformation” and, in it, of an inevitable “jump” [6]. For one has to shift from one level of conceptual description (e.g., of the object-language) to another (e.g., of the meta-language formulated by the law), as a result of which the sequence of genuine inference(s) is arbitrarily but necessarily interrupted in logic. Resuming the same Lukácsian train of thought mentioned above, we may even add that from an analytical point of view, the actual confl ict only becomes an apparent one when the judge rids it of its problematic character through the available means of linguistic (re- or trans-) classifi cation, that is, through the act of categorisation within the adopted classifi cation — like a deduction within a given scheme, which is homogenisation itself, breaking up the originality of the primitive heterogeneousness of the implied phenomenon [7]. For me, the paradigmatic basis of such a reconstruction is that every linguistic expression is ambivalent from the outset, because nothing in our world has coercive force in and by itself. Just in the manner as the courtroom is in fact a magic stage practically identifying the law with what the court has referred to it as a result of an authoritative decision-making. It is to be remembered that hardly half a century ago scholars of law might have felt the paradigmatic basis above to be right when taking a classical positivistic stand. For instance, the Hungarian Imre Szabó (once the sole jurist to be the member of the Soviet Academy of Sciences) in his Th e Interpretation of Legal Rules [8, especially part III on «Th e result of interpretation», pp. 237–325] attempted a methodically unyielding reconstruction. According to him, for the lawyer everything is simply given, including law itself. When lawyers come into practical contact with law, they only eff ect chains of operations on what is already given, eventually approving of, extending or narrowing it. Yet if the judge might deem that by way of his or her interpretation the judge will have actually added to or extracted from this already given thing, all this shall qualify, if at all, exclusively as projected back to and reassessing the judge’s preliminary assumption and interpretative intention but by far not as the given thing in question: through interpretation, the judge can at most declare what qualities have ever been present as existing and prevailing from the very beginning. Consequently, legal technique is an instrument for judges to declare — rather than to create — notional identities. Th is is the position of classical legal positivism, which became eroded in Western Europe following World War II, but which for a while became even further strengthened (with the ideological overtone of “Socialist normativism” as exemplifi ed by the above instance) in the Central and Eastern European region, owing to a whole complex of Lenin-cum-Stalinian and Vyshinskyan inspirations, all rooted back in Western European jurisprudential developments, characteristic of the 19th and early 20th centuries. Accordingly, no notice was taken either of the fact that all the above was but one alternative of judicial ideology, which may favour static and dynamic interpretation as well, or of the realisation that the judicial event
Comparative studies in law and politics (2013) Vol. 1. Issue 2: 65–75 68 RIOR Сравнительные правовые и политические исследования (2013). Том 1. Выпуск 2. С. 65–75 cannot be but subordination, i.e., subsuming re-categorisation of facts of life within a notional system, and, as such, a creative contribution, constitutive by its eff ects. 3. Law as potentiality and actualisation In consequence, my view of legal technique implies — here subjecting the micro-analyses carried out so far to further micro-analyses — just the contrary, namely, that nothing is given as ready-made: our life is an uninterrupted sequence of materialisations from among an infi nite range of potentialities. Th erefore, in every event when a decision is made, it is something selected that becomes actualised. (It is thus by no mere chance that anthropological case-studies have led to the recognition that the judicial event is the real life — and stands for the test — of the law in American legal thought.) Th e use of law is also actualisation of the law, and legal technique is a compound made up of feasible and practised forms of how to proceed on and justify in law. And I do repeat here that every moment contributing to the decision made in law is ambivalent in itself, and nothing is compelling by its mere existence. For we have to know in advance — if only to start at this point the specifi cally hermeneutic explanation — what the law is, what we can do with it and what we can achieve through its instrumentality in a given culture, so that we can successfully argue with and within it. Or, it is necessarily a given auditoire [1] faced with a real situation of life and, within it, a defi nite context as well, together with its concrete social, ethical, economic and political implications, in which we can extend or narrow our interpretation and qualifi cation. Or, all this is somewhat similar to the sociological description by Kálmán Kulcsár of the “situation of law-application”, taken as a socially thoroughly conditioned situation, saturated with moral and all other kinds of consideration, in which any question can at all be raised and answered; in which ideas, presuppositions and alternatives can be reasonably formulated; and within which law in action or, in the fi nal analysis, the eventually historically evolved legal culture of an entire nation, will accept or reject one given alternative, as the manifestation and fi nal declaration of what the law is, on a concrete issue [10]. (By contrast, in Szabó’s approach legal technique merely applies the fi nitely ready-made law, by operating it when declaring a meaning that has — according to him — been assigned to it from the very beginning; consequently, there is nothing genuinely process-like in it that could require a personal position taken and responsible human choice made.) What is identifi able of law with no prior implementation or judicial actualisation is a dynamei [potentiality to get actualised (like seeds growing into plants)] at the most, which can only become anything more through a legal technical operation, when it may already gain an ontological existence (in the sense Lukács used the term), asserting itself by exerting an infl uence upon social existence [2]. Th is way, in its everyday functioning, law seems to embody two different mediums: a homogenised formal concentrate, on the one hand, and a practical action dominated by felt needs, on the other; and it is their amalgamation that will appear subsequently to the outward world as law converted into reality. In the fi rst decades of the 20th century, it was François Gény in France and Jean Dabin in Belgium who pioneered describing this metamorphosis as openchanced in logic (and therefore “magical” [3]), which is the necessary outcome when a practical response is concluded from a pure form [13]. Or, this is the source of recognition according to which legal culture implies something added that cannot be found in law taken with abstract formality — and this, again, is provided by legal technique. Th us, legal technique is the cumulative eff ect of intentions and skills, procedures and methods, sensitivities and emphases aimed at producing some given realities (and not others) out of the given dynamei in the name and as the act of — and in a stated (as alleged) conformity to — the “law”. 4. Th e dilemma of constitutional adjudication If all this is true, we may establish that in our recent “constitutional revolution” accomplished under the abstract norm-control of the Constitutional Court of Hungary, in the decisions taken by its justices as to crucial issues of the transition process (ranging from compensation for property dispossessed under Communism to coming to terms with the Socialist crimes in violation of the criminal law in force at the time) with a homogenising view developed from their “invisible Constitution”, the justices themselves hypostatised (or construed as a background existence, of a conceptual entity) in order to create a substitute for (or, properly speaking, to disregard and surpass) the written Constitution exclusively in force. Well, those decisions annihilated (as with a kind of axe axing everything to get axe-shaped) rather than answered the underlying great issues calling for matured responses in law; for
RIOR Comparative studies in law and politics (2013) Vol. 1. Issue 2: 65–75 69 Сравнительные правовые и политические исследования (2013). Том 1. Выпуск 2. С. 65–75 the Court in fact practically failed to give any genuine answer to the underlying social problems that were to generate these great issues. In the name of legal continuity, the rule of law as conceived by Hungary’s fi rst constitutional justices has turned out to be more inclined to develop solidarity with the tyranny of the past than to understand and foster the genuine meaning of the transition as an opportunity to make a new fresh start, by helping a truly socio-political change to progress, as had been widely expected. Actually, they preferred the blind logicism of formalism deliberately disabling itself to laying the genuine foundations of the rule of law by calling for the implementation of its particular ethos and values, in contrast to the perhaps more balanced German or Czech variations of constitutional review that — as appears from some of their momentous decisions [4] — instead of taking the rule of law as simply ordained from above, cared for it as a common cause, pertinent to the whole society, by responding to the latter’s lawful expectations in merits. If this was a failure in Hungary, it was, indeed, one of legal technique: the failure of the legal profession and of its positivistic self-closure, basically indiff erent to the moral and socio-psychological foundations of a genuine rule of law. Indeed, those who, as a result of an encounter with historical incidents, happened to be in the position to decide on law and constitutionality at those moments, declined to face the problem itself, unlike their numerous fellows in other countries of the region. Seeing the world in black and white, they subordinated all other values, which were no less crucial, to a single value (in itself doubtless crucial) of certainty of law taken in a purely formalistic sense, denying and, thereby, practically excluding the relevance of all further values, including justice and anything of the merits of the case in question. It was as if the decision were just a knockout game with a lot at stake (notably, gaining or losing everything), and not a process requiring the rather tiring job of weighing and balancing among values — each of which may need to be considered equally seriously through the art of searching humbly and indefatigably for a feasible and justifi able compromise through exhaustive pondering via hesitations and long maturing until a fi nal decision can be reached (as it had once been the case of the primitive ideal of law taken as justice of the individual occurrence, called dikaion), — rather than a total reduction to a simple act of will, by diff erentiating away and aside any aspect and argument not fi tting into the line of this wilful determination, i.e., an act of reduction to elementary and primitive forms (manifested, by the way, by dicing, as well, or even by showing a thumb turned down) [15]. In an earlier paper [16], I have already described how a change to any law can be eff ected through either the direct modifi cation of its textual wording or the reshaping of its social interpretative medium, by tacitly reconventionalising the conventions that may give it a meaning. Well, this duality explains why the same rule does not necessarily work in the same way in diff ering cultures, or why it is generally not enough, when implementing reforms in society, only to have a law simply imposed or adopted under the push of forceful pressure-groups (like, e.g., a series of race relations acts in the United Kingdom [17] or the regulation of nationalities and minorities issues in the so-called successor states created by the dissolution — in terms of the post-WWI Peace Treaty — of historical Hungary). Maybe there is a third, alternative path as well, aff orded by shaping further specifi c legal techniques so as to be able to bring about changes in the long run, without even modifying the law’s texture or its social conventionalisation (e.g., as part of modernisation strategies through the law, recurrently proposed and also analysed by Kulcsár [18]). 5. Th e illusion of frontiers set to legal imaginability It was during the fi rst debate in Hungary on how to come to terms with the past Socialist crimes under the rule of law that I realised (in responding to the preconceived reservations of György Bence, both initiating and at the same time sidetracking the debate) [19] that there may be some deep truth in what René Dekkers used to allude to in his time: that is, conceivability in law is by no means simply a function of the law itself but is as much one of society-wide understanding and interpreting what law ought to be, in constant dialogue with what the law seems to be. Th is is to state that what can be rationally and logically justifi ed is also mostly feasible in the law. Or, as Perelman concluded from an analysis of historical instances as methodologically evident [20]: providing that socially properly weighty considerations prevail, society can (together with the legal profession and legal academia) indeed mobilise the means of rational justifi cation with proper logical standards so that the necessary and available effect is eventually also legally reached [21]. And as Hans Kelsen in his later age reconsidered his theory of law-application, in terms of which the preva
Comparative studies in law and politics (2013) Vol. 1. Issue 2: 65–75 70 RIOR Сравнительные правовые и политические исследования (2013). Том 1. Выпуск 2. С. 65–75 lence of legal qualities (‘lawfulness’, ‘constitutionality’, etc.) — not their “existence” but the very fact that (as a result of the act of qualifi cation by a competent agent in the law, if there is any) the “case” of such qualities is offi cially established or construed — is never one of a quality existing in se et per se but the function of an act in procedure by a procedural actor with proper authority, that is, the consequence resulting from a decision that is actually taken in and according to the law. Furthermore, neither incoherence nor contradiction in se et per se can be found in law [22]. Well, translating the message of all this to our question here, we may conclude that the circumstance that some proposition apparently running against a legal provision is in principle excluded from the law only means — in the language of the Kelsenian (eventually processual) normativism — that I, as an offi cial actor in procedure, cannot declare openly that the proposition I am just introducing offi cially in the law runs against the same law. Th e interest of Gény and Dabin was aroused precisely by their recognition of the importance of legal techniques, in that such techniques provide instruments for the lawyer to build constructions, in terms of which what is conventionally and determinedly preferred by important sectors of society to be achieved (guaranteed, etc.) will also be legally feasible (conceivable and realisable) in principle, at least in average cases. It was during my fi rst visits to the Czech Republic, then, later, to Israel and then to the United States (especially aft er the terrorist attack of September 11), while studying their professional texts (including the legal and political substantiation of their claims, and the latter’s argumentation and styling), that I felt that in some societies, able to organical self-building, a social substrate may develop, in the womb of which (at least in certain key fi elds such as the national survival strategy and other especially sensitive areas) a nation-wide consensus can historically crystallise regarding those issues they have for long and determinedly been wanting to realise. Further, sharing a tacit awareness of it, mechanisms also may develop to work for its optimum attainment tirelessly and even through detours if necessary, always returning to the main track; and these societies do mostly develop by becoming structured enough (in their entirety, as to their professions and media, etc.) that, eventual external and internal strains notwithstanding, their dominant will can eventually prevail. Th e interest of Gény and Dabin was awakened precisely by the whirling theoretical perspective of the realisation that law — expressed with an outsider’s cynicism — depends on its cultural (“hermeneutical”) environment to such an extent that — speaking in extremes — almost anything, as well as its opposite, may have a chance of equally standing the test of the law; this, of course, not through any kind of a formal or substantive violation of the law but, quite to the contrary, due to the exceedingly sophisticated elaboration of the proposed solution, after having constructed (with deepened comparative and historical knowledge of law and legal practice, consciousness of past experience and uses of channels of argumentation once proven successful) all the bridges of argumentation. So that it is possible to achieve, for instance, that by the end of a mandatory dependence and through the extending generalisation (by no means customary in cases of punitive retaliation with civilised nations) of a law (the continuation of validity of which is expressly denied by the one-time colonising power but reasserted as a validity allegedly inherited by the successor state), collective responsibility is instituted and/or extraordinary coercive sanctions are meted out with lasting and irreversible eff ects, without the protection of either procedural guarantees or judicial control, as a legally justifi able preventive measure [5]. 6. Th e consequences of linguistic mediation Behind all these considerations concerning the simultaneity of applicative and creative eff ects of the so-called law-applying process, there is a stimulating strain that prevails between living language(-use) and the blind (and in itself empty) logicism of a system homogenised through a formalising fi lter. And the signifi cance of legal technique and the inevitably magic transformation effectuated in any legal process may become comprehensible only in the moment when we realise that law is not simply made up of rules, as in themselves they are nothing but mere symbols of logical abstractions. For anyone wishing to reasonably communicate with others cannot but use categories already interpreted in communication with others. Th anks to its reserves, language off ers paths and ways how to proceed, although, if examined more closely, these are extremely uncertain signals, full of ambivalence. Th is is a circumstance not especially striking in everyday usage in terms of pure logic, for all the gaps left by such signals are always on their way to become completely fi lled in through our everyday conventions and conventionalisations. Law conceived as a rule in the ontological reconstruction of linguistic mediation is just a medium being incessantly formed through a series of
RIOR Comparative studies in law and politics (2013) Vol. 1. Issue 2: 65–75 71 Сравнительные правовые и политические исследования (2013). Том 1. Выпуск 2. С. 65–75 interactions, and legal technique serves as just a bridge helping the lawyer to reach a concrete and defi nite legal conclusion. Language provides a means for us to express and receive messages, a means that does not label itself. No matter what I say, all I can do is only to indicate (perhaps even mistakenly or misleadingly) at what level, in what layer and whether conceptually or in some other way I do so. And the meta-reconstruction by those whom I have addressed will approve of or modify — i.e., interpret — it anyway. Th at is, linguistically transmitted information always is labelled subsequently and retrospectively, upon the basis of our mutual comprehension at any time, that is, upon the basis of contexts constructed and construable exclusively by us in view of the aims of the given communication. Consequently, the aspiration of any objectivist approach to designing law as able to carry on independent, sovereign, unequivocally comprehensible and by no means individually specifi c clear messages is indeed the principal motive force of modern formal law in its development at any given time. As is well known, judges distinguishes their judicial quality from their common selves by wearing powdered wigs and specifi c robes when they act as a judge, and, as a result of their socialisation, they also wear such ritual signals of this diff erentiated self when this allusion does not appear physically, as the symbolic particularity of their clothing, but only in each judge’s own way to act as a decision-maker in law. Yet, the formal logifying claim that concrete norms as applied to concrete facts are deduced from abstract norms is by no means naturally given but is — irrespective of its actual social support — an artefact made by a normative requirement as the internal rule of the legal game, which, however, can only be asserted in some specifi cally given micro- and macro-sociological situation, in the defi nition of the fi eld of meaning of which the judge also takes part inevitably with his or her entire personality, and, in this defi nition, subtle shift s of emphases, indiscernible in themselves, may also add up to defi nite shift s of direction in the long run. All this means that endeavours to create homogenisation and unambiguity go hand in hand both with the incessantly continuous attempt to reach these in practice and their necessary stumbling in new heterogeneities and ambiguities, that is, with a continuous tension that constantly maintains both the strain (in theory) and the attempt (in practice) to resolve this once and for all. As if hyperbolic curves were at stake, we are fighting for definite aims but meanwhile we are also moving away from them, unavoidably making detours again and again. Or, the sphere of action of the judge is certainly limited but in terms in which, i.e., what and how, is also ambivalent. For, when deciding a case, we place artificial human constructions into a homogenising medium in order to apply its rules to them. However, we cannot entirely separate these human-made constructs from the naturally given heterogeneous environment of their usages; consequently, in each moment and operation, their eventual partial definition by real-life situations will also be inevitable, and of a genuinely ontic significance. 7. Th e conceptual framework drawn by legal doctrines Th e only way available to the legislator to act is to produce a text and, at once, also label it, as if proclaiming to the outside world: Behold, law, that is, a norm-text, valid and eff ective according to the law’s own rules, has hereby been promulgated. In ancient Iceland, for instance, laws used to be recited by the law-speaker standing on a rock amidst the folks’ gathering, and from it loudly declaring what the law’s formal consequences were [26]. Modern formal law surpasses this level of practical action in as much as its doctrinal aspirations do not stop at actuating a set of norms as mere texts; it formulates, with the help of a series of linguistic and logical operations, a conceptual system from their amalgamate, too. Th e doctrine emerging from this is again not a readily given result but a process itself. It is what we are socialised in; thus, we, as lawyers, also shape it to some extent incessantly. Consequently, we suppose from the outset — and rightly so — that when we are establishing or applying a rule, we all resort to conceptual instruments refi ned to a systematic set in the doctrine. Th at is, there is a specifi c kind of co-operation to be seen both at the level of linguistic signs and at the meta-level of the commonality of meanings in defi ning the rule. So, if any one of us says anything about the law, the other will understand something similar or comparable to what the former might have meant by saying it, thanks to our common professional socialisation, doctrine and practice, all acquired, mastered and further shaped in common by us, even if this deep cultural embeddedness of meanings cannot be found in the linguistic formulation itself. Or, to explain more precisely, if this natural environment of meaning is neither repre
Comparative studies in law and politics (2013) Vol. 1. Issue 2: 65–75 72 RIOR Сравнительные правовые и политические исследования (2013). Том 1. Выпуск 2. С. 65–75 sented in the signs themselves (semiotics) nor in their strictly defi ned and generalisable meanings (semantics) but does feature exclusively in the reconstruction of the very meaning at play from the practice of timely language use (praxeology), this amounts to a statement that, ontologically speaking, only actual use is able to give actual existence to it all. That is, it is language through which we communicate but, meanwhile, we do operate in fact with concepts elaborated to their systemic completion in the reconstructive language that stands above the object-language as a meta-language, presumed as actually signifi ed by it [27]. Well, it is just the doctrinal study of law (the classical Rechtsdogmatik) that forms the second level, which has in common with legal techniques that both are (supposed to be) applied whenever law is referred to in practice. Th e doctrinal study of law, too, has a technique of its own, obviously. All these and similar techniques are certainly interrelated but are far from being identical. As was once established by Bronisław Wróblewski (the professorial father of our friend, Jerzy Wróblewski, who recently passed away), the law and its doctrine, as well as legal scholarship and jurisprudence (or the law in practice), all have their own languages that are discernible from each other [28]; and, as we may conclude from this, similarly, these various techniques have partly diff ering stores of instruments, too. As is well known, Jhering and Savigny equally emphasised back in their time that the techniques of the doctrinal study of law follow a basically theoretical model, as patterned in both theological dogmatics and other thoroughly formalised systems of mental representation; or, jurisprudents do employ the logical instruments of conceptual analysis fi rst of all. At the same time, it should be remembered that the phenomenon I have earlier in this paper referred to as techniques with an eff ect resulting in a magical transformation in practice does not obviously suggest any priority guaranteed to the instruments of logics, for it has presented the techniques of law as basically techniques of reasoning. It is characteristically the medium of reasoning within which we may want to restrict or expand the fi eld of application of a rule, in light of the understanding of given practical issues and contextures. However, it is not simply casually any longer, but as — and within — the description of the notional relationships among rules and thereby also of the texture of actual regulation, that conceptual analysis re-formulates — by means of conceptual diff erentiation and classifi cation, induction and deduction (etc.) — the notional set of the law’s categories, as constituents of a mentally represented system. 8. Th e role of principles and clauses Regarding the very logic of law, it is quite symptomatic that while the dominance of formal inference makes its way uncompromisingly, in any case it will turn out that all this may remain valid only for routine cases of the average. For as soon as feasibility to follow the routine of conceptual categorisation becomes questioned in a borderline case (classifi able or not into a given category), logic, too, becomes at once irrelevant, as it has no message whatsoever specifi c to borderlines that may transcend the bounds of everyday routine in practice. Th is is why my bewilderment as a fi rst reaction calmed slowly down to melancholy from outrage when, back deeply in Socialilsm during the 1970s, I was fi rst appalled to realise that in the case of clauses governing the proper use of rights in civil codes, essentially the same thing is at stake as in the case of the sine qua non criterion that the deed must display an actual danger to society, taken as a conceptual prerequisite of criminal acts in the general part of penal codes. Notably, what is striking here is that the special parts of the codes usually call for a relentlessly logical application of the regulation broken down systematically from principles to rules and rules to exceptions (and perhaps also to exception from further exceptions) — to the exclusion of only one single a case, namely, when applicability of such a general clause or principle from somewhere in the general part of the code emerges. For instance, in Socialism, whenever any grounds for suspicion of a case of either abuse of rights or lack of actual danger to society emerged, all the stuff of the strict and minutely detailed regulation off ered by the entire special part of the code at once became non-applicable as irrelevant, with the questioned case judged in almost a legal vacuum, with the sole reference to one or another general principle or clause laconically draft ed in the general part. Passing over the actuality of typical abuses by the practical annihilation of the law in Socialism [29], we are to characterise legal technique as a specifi c store of instruments by which all these features have been present in any legal culture from the very beginning, alongside the conclusion that the above paradox of the law’s demand for strict conformity except in cases of out-of-routine situations left in a barely limited wilderness (involving a self-contradiction of quite an ontological nature) is and does remain a symptomatic property of any law indeed. Notably, attempts are fi rst made to homogenise law in order to depersonalise its application; at the same
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